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From strategy and planning, product design, structuring, and launch, through implementing operations workflows and establishing a risk and compliance framework, Warrior Fund Services has the required skills and practical ‘hands-on’ experience to help.

How we can help

Product design and structuring

  • Multi asset class from global equities through asset and mortgage backed securities
  • Establishing retail (registered) and wholesale (unregistered) managed investment schemes
  • Quoted (listed) registered managed investment schemes and Special Purpose Vehicles
  • Drafting disclosure documents including Product Disclosure Statements and Information Memorandums
  • Regulatory and exchange applications and onboarding

Operations

  • Establishing and implementing new workflows and procedures
  • Documenting and mapping workflows
  • Introducing, engaging, and onboarding service providers and implementing service level agreements
  • Reviewing and evaluating existing workflows and practises to identify efficiencies and savings

Strategy and planning

  • Establishing a ‘fit for purpose’ corporate structure
  • Target investors identification
  • Building distribution channels and planning
  • Sales and marketing collateral, sales dashboards, CRM’s
  • Web and online content

Risk and compliance

  • Establishing and implementing a risk and compliance monitoring and reporting framework
  • Drafting policies and procedures
  • Board and committee reporting
  • Australian Financial Services and Australian Credit licensing

Platforms and research

  • Navigating research ratings agencies and investment platform requirements
  • Managing applications and onboarding
  • Completing research questionnaires, due diligence, and drafting responses
  • Assist with Financial Service Council and GS007 documentation

Relationships with the leading firms in financial services and legal including

Services

Contact

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